-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KvheT6eQdMJYTpHZoS7hKBwJhGuKOUyNqQzjs3JUN96mUFLH2lF2durt+2kFZPR+ 7u1l1VEOOjGnRaM8aw+vhQ== 0000950005-00-000180.txt : 20000214 0000950005-00-000180.hdr.sgml : 20000214 ACCESSION NUMBER: 0000950005-00-000180 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WATCHGUARD TECHNOLOGIES INC CENTRAL INDEX KEY: 0001062019 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911712427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57889 FILM NUMBER: 533548 BUSINESS ADDRESS: STREET 1: 316 OCCIDENTAL AVENUE SOUTH STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 2065218340 MAIL ADDRESS: STREET 1: 316 OCCIDENTAL AVENUE SOUTH STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98104 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OLYMPIC VENTURE PARTNERS III LP CENTRAL INDEX KEY: 0001055232 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 911659555 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2420 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4258899192 MAIL ADDRESS: STREET 2: 2420 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 SC 13G 1 SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No._______)* WatchGuard Technologies, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 941105 10 8 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 13 Pages Exhibit Index Contained on Page 12
- -------------------------------------- --------------------------------------- CUSIP NO. 941105 10 8 13 G Page 2 of 13 Pages - -------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Olympic Venture Partners IV, L.P. ("OVP IV") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 1,539,242 shares, except that OVMC IV, the general partner of OVP SHARES IV may be deemed to have sole power to vote these shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 1,539,242 shares, except that OVMC IV, the general partner of OVP IV may be deemed to have sole power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,539,242 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.93% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------- --------------------------------------- CUSIP NO. 941105 10 8 13 G Page 3 of 13 Pages - -------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Olympic Venture Partners IV Entrepreneurs Fund, L.P. ("OVP IV EF") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 81,258 shares, except that OVMC IV, the general partner of OVP IV SHARES EF, may be deemed to have sole power to vote these shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 81,258 shares, except that OVMC IV, the general partner of OVP IV EF may be deemed to have sole power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 81,258 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.42% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------- --------------------------------------- CUSIP NO. 941105 10 8 13 G Page 4 of 13 Pages - -------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON OVMC IV, L.L.C. ("OVMC IV") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 1,620,500 shares, of which, 1,539,242 are directly owned by OVP IV SHARES and 81,258 shares are directly owned by OVP IV EF. OVMC IV, the BENEFICIALLY general partner of OVP IV and OVP IV EF may be deemed to have sole OWNED BY EACH power to vote these shares. REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 1,620,500 shares, of which, 1,539,242 are directly owned by OVP IV and 81,258 shares are directly owned by OVP IV EF. OVMC IV, the general partner of OVP IV and OVP IV EF may be deemed to have sole power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,620,500 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.35% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* OO - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------- --------------------------------------- CUSIP NO. 941105 10 8 13 G Page 5 of 13 Pages - -------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Olympic Venture Partners III, L.P. ("OVP III") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 1,234,542 shares, except that OVMC III, the general partner of OVP SHARES III, may be deemed to have sole power to vote these shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 1,234,542 shares, except that OVMC III, the general partner of OVP III, may be deemed to have sole power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,234,542 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.36% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------- --------------------------------------- CUSIP NO. 941105 10 8 13 G Page 6 of 13 Pages - -------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Olympic Venture Partners III Entrepreneurs Fund, L.P. ("OVP III EF") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 64,786 shares, except that OVMC III, the general partner of OVP III SHARES EF, may be deemed to have sole power to vote these shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 64,786 shares, except that OVMC III, the general partner of OVP III EF, may be deemed to have sole power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 64,786 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.33% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------- --------------------------------------- CUSIP NO. 941105 10 8 13 G Page 7 of 13 Pages - -------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON OVMV III, L.P. ("OVMC III") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 1,299,328 shares, of which 1,234,542 are directly owned by OVP III SHARES and 64,786 shares are directly owned by OVP III EF. OVMC III, the BENEFICIALLY general partner of OVP III and OVP III EF, may be deemed to have OWNED BY EACH sole power to vote these shares. REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER 0 shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 1,299,328 shares, of which 1,234,542 are directly owned by OVP III and 64,786 shares are directly owned by OVP III EF. OVMC III, the general partner of OVP III and OVP III EF, may be deemed to have sole power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 shares. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,299,328 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.70% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ------------------------------- ---------------------------- CUSIP NO. 941105 10 8 13 G Page 8 of 13 Pages - ------------------------------- ---------------------------- ITEM 1(A). NAME OF ISSUER WatchGuard Technologies, Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 316 Occidental Ave. S., Suite 300 Seattle, WA 98104 ITEM 2(A). NAME OF PERSONS FILING This Statement is filed by Olympic Venture Partners IV, L.P., a Delaware limited partnership ("OVP IV"), Olympic Venture Partners IV Entrepreneurs Fund, L.P., a Delaware limited partnership ("OVP IV EF"), OVMC IV, L.L.C., a Delaware limited liability company ("OVMC IV"), Olympic Venture Partners III, L.P., a Delaware limited partnership ("OVP III"), Olympic Venture Partners III Entrepreneurs Fund, L.P., a Delaware limited partnership ("OVP III EF"), OVMC III, L.P., a Delaware limited partnership ("OVMC III"). The foregoing entities are collectively referred to as the "Reporting Persons." OVMC IV is the general partner of OVP IV and OVP IV EF, and may be deemed to have indirect beneficial ownership of shares of the issuer directly owned by OVP IV and OVP IV EF. OVMC III is the general partner of OVP III and OVP III EF, and may be deemed to have indirect beneficial ownership of shares of the issuer directly owned by OVP III and OVP III EF. ITEM 2(B). ADDRESS OF PRINCIPAL OFFICE The address for each of the Reporting Persons is: Olympic Venture Partners 2420 Carillon Point Kirkland, WA 98033 ITEM 2(C) CITIZENSHIP OVP IV, OVP IV EF, OVP III, OVP III EF and OVMC III are Delaware limited partnerships. OVMC IV is a Delaware limited liability company. ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER Common Stock CUSIP # 941105 10 8 ITEM 3. Not Applicable - ------------------------------- ---------------------------- CUSIP NO. 941105 10 8 13 G Page 9 of 13 Pages - ------------------------------- ---------------------------- ITEM 4. OWNERSHIP The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 1999: (a) Amount beneficially owned: See Row 9 of cover page for each Reporting Person. (b) Percent of Class: See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. - ------------------------------- ---------------------------- CUSIP NO. 941105 10 8 13 G Page 10 of 13 Pages - ------------------------------- ---------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Under certain circumstances set forth in the limited partnership agreements of OVP IV, OVP IV EF, OVP III, OVP III EF and OVMC III, and the limited liability company agreement of OVMC IV, the general and limited partners or members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable ITEM 10. CERTIFICATION. Not applicable - ------------------------------- ---------------------------- CUSIP NO. 941105 10 8 13 G Page 11 of 13 Pages - ------------------------------- ---------------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 9, 2000 /s/ George Clute ---------------------------------- George Clute, on behalf of OVP IV, in his capacity as a managing member of OVMC IV, the general partner of OVP IV, on behalf of OVP IV EF, in his capacity as a managing member of OVMC IV, the general partner of OVP IV EF, on behalf of OVMC IV in his capacity as a managing member thereof, on behalf of OVP III, in his capacity as a general partner of OVMC III, the general partner of OVP III, on behalf of OVP III EF, in his capacity as a general partner of OVMC III, the general partner of OVP III EF, and on behalf of OVMC III in his capacity as a general partner thereof. - ------------------------------- ---------------------------- CUSIP NO. 941105 10 8 13 G Page 12 of 13 Pages - ------------------------------- ---------------------------- EXHIBIT INDEX ------------- Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 12 - ------------------------------- ---------------------------- CUSIP NO. 941105 10 8 13 G Page 13 of 13 Pages - ------------------------------- ---------------------------- EXHIBIT A Agreement of Joint Filing The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of WatchGuard Technologies, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Date: February 9, 2000 /s/ George Clute ----------------------------------- George Clute, on behalf of OVP IV, in his capacity as a managing member of OVMC IV, the general partner of OVP IV, on behalf of OVP IV EF, in his capacity as a managing member of OVMC IV, the general partner of OVP IV EF, on behalf of OVMC IV in his capacity as a managing member thereof, on behalf of OVP III, in his capacity as a general partner of OVMC III, the general partner of OVP III, on behalf of OVP III EF, in his capacity as a general partner of OVMC III, the general partner of OVP III EF, and on behalf of OVMC III in his capacity as a general partner thereof. -----END PRIVACY-ENHANCED MESSAGE-----